The Canadian Investment Regulatory Organization (CIRO) began operating on January 1, 2023, following the amalgamation of the MFDA and IIROC. This significant regulatory development has led to considerable changes in the oversight of investment dealers and mutual fund dealers across the country, as well as new opportunities for existing firms, advisors and service providers alike.
Our timely Investment Management webinar will provide an update on what we see as the more significant developments brought by the creation of CIRO, as well as our views on what CIRO can be expected to mean for the wealth management industry – in the short, medium and long-term.
Speakers
- Julie Mansi (Moderator)
- Bill Donegan (AUM Law)
- Kathryn Fuller
- Iñaki Gomez
- Michael Taylor
- Natalia Vandervoort
We hope you can join us for what we intend as an informative and lively session! If you have specific questions you would like us to cover, please let us know when you RSVP.
We encourage you to browse our CIRO information page on our website – where we outline the timeline of the development of CIRO, as well as new developments and expected next steps.
Please note this webinar is presented in English only.
Please respond by September 19.
If you have any questions about this event, please email [email protected].
CPD informaton
BC | This course has been accredited for 1.0 hour. Course name: IMG Webinar: Focus on CIRO – Change Brings Opportunities. Course number: N20092023.
AB | Consider including this session in your annual Professional Development Plan as a continuing professional development activity.
ON | This program is eligible for 1.0 Substantive hour.
QC | Please note, the concept of "recognition" or "accreditation" has been abolished. By doing this, the Barreau is trying to make it easier for lawyers to claim mandatory CLE credits without a formal accreditation process. It is now up to individual lawyers to determine the eligibility of a training activity and to declare the hours in their “Dossier de formation en ligne”.