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Rachel Palozzi

Commis juridique, BLG Beyond AUM Law

Toronto
[email protected]
647.324.8204

Expertise

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Rachel has nearly 30 years of experience handling registration and compliance matters. Her expertise includes handling initial and ongoing securities regulatory filings through the National Registration Database (NRD) and other national systems. She also assists adviser and dealer clients in their compliance filings with securities commissions throughout Canada. Prior to joining BLG Beyond AUM Law, Rachel gained regulatory compliance experience as a registration officer at a securities commission for over seven years.

Education

  • Securities Law Clerk Certificate (Fellowship Level), Institute of Law Clerks of Ontario
  • Chief Compliance Officers Qualifying Exam, Institut Canadien Des Valeurs Mobilieres
  • Canadian Securities Course, Institut Canadien Des Valeurs Mobilieres
  • National Certified Investigator and Inspector Training, Council on Licensure, Enforcement and Regulation
  • Certificate in Dispute Resolution, Université de Windsor