a hand holding a guitar

Insights

January 29, 2025

The Registration Rules Book

Securities Law Resource

BLG’s Investment Management Group is pleased to share its Registration Rules Book, a compilation of the most commonly used national and multilateral instruments and policies affecting registered financial services firms and individuals.

This rules book has been updated to include amendments to National Instrument 31-103 and National Instrument 33-109 that came into force on September 13, 2023.

Download the Registration Rules Book

 

This publication does not reflect other amendments that have been proposed but are not yet in force on the date of publication, and also does not include the rules established by self-regulatory organizations (SROs), such as the Investment Industry Regulatory Organization of Canada or the Mutual Fund Dealers Association of Canada.

Key Contacts