A new and expanded set list has been published for this fall’s most coveted ticket! We are delighted to invite you to BLG’s annual Investment Management seminar, the “No Errors Tour”.
The last year has been a whirlwind. We all need to calm down and be so productive it’s an art. The Ontario Securities Commission has undergone significant change, as have the regulators’ expectations of firms. Join BLG’s Investment Management group and AUM Law for a journey through the various legal and regulatory dramas that firms ought to know about, and the errors they can avoid.
The tour will be moderated by Roma Lotay, Partner, BLG. Our opening act features Matthew Onyeaju, Senior Vice President, Registration, Inspections and Examinations, OSC and Raymond Chan, Senior Vice President, Investment Management, OSC. These “guys from the Chief’s” will set the tone with an introspective and intimate look at the commission’s new structure, revised goals, and how these impact your business.
As our event is taking place the day before Hallowe’en, you are welcome you to dress up as your favourite era or Taylor-adjacent character.
You can participate in person or stream the event via Webex.
The set-list features:
- SPEAK NOW (The OSC's Version): What the OSC’s new structure and direction mean for you
- TORTURED REGISTRANTS’ DEPARTMENTS: How the changes at the OSC impact your firm
- FEARLESS: New frontiers at CIRO
- EVERMORE: Exempt Market and Private Fund Considerations
- REPUTATION: Portfolio Manager, IFM and Public Fund issues
Are you ready for this? We look forward to having you join us.
If you have any questions about this event, please email [email protected].
CPD information
BC | This course has been accredited for 1.5 hours. Course name: Investment Management Fall Seminar Course number: N10302024.
ON | This program contains 1.5 hours of Substantive content.
QC | It is now up to individual lawyers to determine the eligibility of a training activity and to declare the hours in their “Dossier de formation en ligne”.