Stephen Robertson is a partner in both our Securities and Capital Markets Group and Investment Management Group in our Vancouver office. Stephen is focusing his practice on advising clients in a variety of sectors with respect to securities and investment management industry matters, including investment fund managers, dealers and portfolio advisors. His particular focuses include merger and acquisition transactions, corporate finance transactions and the formation of public and private Canadian investment funds, as well as with respect to day-to-day operations and management of those funds. Stephen has also advised clients with respect to the offering of securities to Canadian clients, whether publicly via a prospectus or publicly via an exemption under securities laws.
Stephen has a variety of additional expertise in the investment management industry field, including advising with respect to matters respecting registration under Canadian securities laws, exemptive relief applications, and developing policies and procedure manuals for compliance and regulatory matters.