Wendy Or is a securities law clerk in the Toronto office of Borden Ladner Gervais LLP. She is a member of the Securities and Capital Markets Group and Investment Management Group.
Wendy's expertise is with investment fund filings, including prospectuses, financial statements, MRFPs and other continuous disclosure documents on SEDAR (System of Electronic Document Analysis and Retrieval). She prepares all related documents, organizes the filings and advises on the regulatory filing fees and other requirements associated with the various filings
- Prepares and files other regulatory securities filings, including exemption applications, material change reports and compliance filings, and early warning and alternative monthly reports;
- Prepares and files insider reports on SEDI (System of Electronic Disclosure by Insiders;
- Prepares and files notices of meeting and record dates with CDS Clearing and Depository Services Inc. and meeting materials with the regulators; and
- Communicates with securities regulatory authorities and liaises with clients.
Wendy was appointed to her position of law clerk in September 2014. She has enjoyed a long career with BLG as a legal assistant for over 25 years with the last 2 years working with the other securities laws clerks taking on increasing responsibilities for SEDAR and SEDI filings.