The 12th Annual Compliance Forum of the Association of Canadian Compliance Professionals will take place on May 6, 2013. The agenda for this conference is available here.

  • James D.G. Douglas, the national leader of BLG’s Securities Litigation Group, will be speaking on management of class action  litigation.
  • Arthur I. Fish, the manager of BLG’s Toronto office Wealth Management Practice, will be moderating a panel discussion on best practices for dealing with vulnerable clients.

The 2nd Annual Federation of Mutual Fund Dealers’ Conference will take place on May 7, 2013. The agenda for this conference is available here.

  • David Di Paolo, the manager of BLG’s Toronto office Commercial Litigation Group and Securities Litigation Group,
    will be speaking on current issues for risk management for mutual fund dealers.

Founded in 2000, The Association of Canadian Compliance Professionals is a non-profit organization  representing  compliance professionals within the mutual fund dealer community. The ACCP has 110 members across Canada.

The Federation of Mutual Fund Dealers is a non-profit association of Canadian mutual fund dealers and affiliates whose members, since 1996, have been working to be the  voice of independent mutual fund dealers.  The Federation currently represents dealer firms with over $115 billion of assets under administration and over 17,000 registered advisors that provide financial services to over 3.5 million Canadians and their families.

Expertise

Investment Management