Two recent cases, Mazzarolo v. BMO Nesbitt Burns ltée and Gale v. ScotiaMcLeod, are more examples of case law that emerged from the high tech crash. These cases illustrate the importance of knowing your client and keeping updated records of a client’s investment objectives and risk tolerance. While this lesson is neither new nor groundbreaking, it is worth repeating.

type Brokers' Report - October 2009