In this issue:
THE COURTS: In November 2005 the Ontario Court of Appeal dismissed an appeal brought by Conrad Black ("Black") and other senior officers and directors of Hollinger Inc. requesting that the Court find the Order compelling them to submit to questioning by the Inspector (appointed under s. 229 of the Canadian Business Corporations Act) was premature, or to set aside or dismiss the order. ...
THE REGULATORS: On November 25, 2005 The Investment Dealers' Association ("IDA") fined Research Capital Corporation ("RCC") and Patrick Gerald Walsh ("Walsh") $160,000 for failing to supervise and correct compliance shortcomings of a RCC employee described in the settlement agreement only as T. ...

type Brokers' Report - December 2005